Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cary L Morris | 2659791 | 3 | 10/05/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy James Landry | 1984234 | 4 | 10/04/2000 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Carns | 1661549 | 8 | 10/03/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edward Graves | 2643578 | 1 | 10/03/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Walter Hiorns | 1148588 | 4 | 09/26/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Spencer Blair Rosman | 1796770 | 2 | 09/26/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Ethan Allen | 1008072 | 1 | 09/14/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Donald Stephen Delahunt | 1972849 | 8 | 09/14/2000 | Customer Dispute | Denied | $6,900.00 | $0.00 | See FINRA Report |
| Brie Kay Edmunds | 2845148 | 1 | 09/14/2000 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Peter Glen Mondero | 2675758 | 1 | 09/13/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |