Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Michael Cabelof | 1925070 | 4 | 11/14/2000 | Customer Dispute | Settled | $19,125.00 | $0.00 | See FINRA Report |
| Manuel Antonio Rivero | 1902455 | 3 | 11/10/2000 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Gregory Phylander Duckworth | 707781 | 3 | 11/10/2000 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| David Joel Gordon | 1198044 | 6 | 11/08/2000 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Al Barron | 1356655 | 3 | 11/08/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Robert Armand Fullerton | 2221780 | 2 | 11/07/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denise L Roberts | 1047082 | 1 | 11/06/2000 | Customer Dispute | Award / Judgment | $5,000,000.00 | $147,345.00 | See FINRA Report |
| David M Leifer | 1558612 | 1 | 11/04/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Dudley Weaver | 1228277 | 1 | 11/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Alan Yingst | 2209516 | 1 | 10/30/2000 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |