Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Steven Gallun | 1040982 | 2 | 12/06/2000 | Customer Dispute | Denied | $34,200.00 | $0.00 | See FINRA Report |
| Joseph Pitrofsky | 2702908 | 1 | 12/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Wesley Fincher | 2036581 | 1 | 12/01/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Pamela Emerson Kiernan | 2333057 | 1 | 12/01/2000 | Customer Dispute | Denied | $10,200.00 | $0.00 | See FINRA Report |
| Stephen Dewitt Daughdrill | 823423 | 4 | 11/29/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Wayne Dimmel | 1440223 | 2 | 11/28/2000 | Customer Dispute | Denied | $9,819.00 | $0.00 | See FINRA Report |
| William Michael Forte | 3049169 | 2 | 11/28/2000 | Customer Dispute | Denied | $9,939.00 | $0.00 | See FINRA Report |
| Lee Michael Cabelof | 1925070 | 4 | 11/22/2000 | Customer Dispute | Settled | $31,750.00 | $0.00 | See FINRA Report |
| Jonathan Richard Bernstein | 20047 | 2 | 11/17/2000 | Customer Dispute | Closed-No Action | $30,400.00 | $0.00 | See FINRA Report |
| Dean Joseph Cimino | 1094312 | 2 | 11/16/2000 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |