Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Marc Levy | 2663626 | 1 | 12/15/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Curtis Andrew Ter Kuile | 2342591 | 6 | 12/15/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Nancy Dawn Glassman | 1734992 | 2 | 12/14/2000 | Customer Dispute | Settled | $61,225.80 | $0.00 | See FINRA Report |
| Roy F Smalley | 2858152 | 1 | 12/14/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Neil Robert Napoleon | 1493708 | 5 | 12/14/2000 | Customer Dispute | Settled | $3,200,000.00 | $0.00 | See FINRA Report |
| Kevin Dean Riskevich | 2736387 | 1 | 12/12/2000 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Philip James Gullo | 708616 | 2 | 12/12/2000 | Customer Dispute | Pending | $44,590.00 | $0.00 | See FINRA Report |
| Joseph Anthony Fezza | 1133552 | 5 | 12/11/2000 | Customer Dispute | Award / Judgment | $415,998.00 | $13,866.70 | See FINRA Report |
| Bernard Fisher Sandler | 1380369 | 5 | 12/11/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Joseph J Dugan | 1412880 | 2 | 12/08/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |