Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Goodstein | 4536646 | 3 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Matthew Bankhead | 2129638 | 5 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Matthew Bankhead | 2129638 | 5 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Matthew Bankhead | 2129638 | 5 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zhong Zhao | 6287698 | 1 | 01/22/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Scott Danial Swaylik | 2936324 | 2 | 01/22/2020 | Customer Dispute | Award / Judgment | $0.00 | $150,000.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 01/17/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Theodore Haven Pohl | 2471324 | 1 | 01/16/2020 | Customer Dispute | Denied | $1,900,000.00 | $0.00 | See FINRA Report |
| Daniel Clyde Richardson | 2693621 | 1 | 01/16/2020 | Customer Dispute | Denied | $1,900,000.00 | $0.00 | See FINRA Report |
| Robert Schepperle | 5578702 | 2 | 12/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |