Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Fezza | 1133552 | 5 | 12/29/2000 | Customer Dispute | Closed-No Action | $91,788.00 | $0.00 | See FINRA Report |
| Alan Lance Larson | 1651364 | 1 | 12/28/2000 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| Lisa N Lubar | 2905507 | 1 | 12/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Brent | 2470612 | 1 | 12/21/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jesse Marshal Bromberg | 2598895 | 1 | 12/21/2000 | Customer Dispute | Denied | $6,000,000.00 | $0.00 | See FINRA Report |
| David Louis Sack | 716953 | 5 | 12/20/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christina R Paul | 2332635 | 3 | 12/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sharon Hope Dykhouse | 2045025 | 1 | 12/20/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| George Dominic Marateo | 866558 | 2 | 12/18/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Jay Betman | 1380281 | 1 | 12/17/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |