Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew James Dill | 2152878 | 3 | 01/09/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Ray Ricketts | 3077119 | 1 | 01/09/2001 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| David Louis Sack | 716953 | 5 | 01/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Robert Blackmon | 2329512 | 1 | 01/05/2001 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Thomas Morrissey | 1409405 | 1 | 01/04/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| John Carrasquillo | 1784232 | 1 | 01/04/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cindy Yamada Thomas | 1184310 | 1 | 01/03/2001 | Customer Dispute | Award / Judgment | $1,617.00 | $1,617.00 | See FINRA Report |
| Carole Aiken Hall | 1197689 | 1 | 01/03/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Duffy | 1652887 | 4 | 01/02/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert James Mastrosimone | 2767741 | 5 | 12/29/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |