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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 4,061-4,070 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Clarke McGeough2380511101/17/2001Customer DisputeSettled$5,000.00$0.00See FINRA Report
Kevin Calandro1459109501/17/2001Customer DisputeDenied$48,000.00$0.00See FINRA Report
Peter Andrew Weiss1915252301/17/2001Customer DisputeDenied$1,500,000.00$0.00See FINRA Report
Michael Pittman Gee2287190301/16/2001Customer DisputeDenied$13,000.00$0.00See FINRA Report
Gary Lee Beller2099846501/16/2001Customer DisputeDenied$10,000.00$0.00See FINRA Report
Robert Jarvis1585921201/11/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Frank Johnston867418301/11/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Bradford C Jeter1125928201/10/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Russell Neal Harrison2637075201/09/2001Customer DisputeDenied$6,579.18$0.00See FINRA Report
Randal Cory Boggs1345314201/09/2001Customer DisputeDenied$6,579.18$0.00See FINRA Report

4,993 Results

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