Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence S Miller | 1016147 | 2 | 01/29/2001 | Customer Dispute | Denied | $149,520.00 | $0.00 | See FINRA Report |
| Christina R Paul | 2332635 | 3 | 01/24/2001 | Customer Dispute | Denied | $6,122.48 | $0.00 | See FINRA Report |
| Mark Bradburn | 2990994 | 1 | 01/24/2001 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Martin Antonio Enriquez | 1659915 | 1 | 01/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Joshua Cohen | 2743822 | 2 | 01/23/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anne Afton Rutherford | 1188217 | 5 | 01/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeannette Deorchis | 1010115 | 9 | 01/22/2001 | Customer Dispute | Denied | $67,071.00 | $0.00 | See FINRA Report |
| George Spiridon Harros | 1237496 | 3 | 01/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Leroy Smalley | 2108757 | 3 | 01/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Evan Hill | 2268971 | 1 | 01/18/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |