Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Boyd Endres | 2985003 | 5 | 02/08/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| William Joseph Crowe | 1385662 | 3 | 02/07/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Lynn Kingsolver | 727118 | 2 | 02/06/2001 | Customer Dispute | Settled | $406,000.00 | $0.00 | See FINRA Report |
| Paul J Murray | 806112 | 3 | 02/05/2001 | Customer Dispute | Denied | $224,000.00 | $0.00 | See FINRA Report |
| Mark Henry Boersma | 2919086 | 1 | 02/02/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Aaron Nan | 2879809 | 1 | 01/31/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Martin | 2079010 | 1 | 01/30/2001 | Customer Dispute | Withdrawn | $2,000,000.00 | $0.00 | See FINRA Report |
| Stephen C Ibarguen | 1130652 | 3 | 01/30/2001 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 01/30/2001 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Richard Roland Fulton | 3197197 | 2 | 01/29/2001 | Customer Dispute | Denied | $6,750.26 | $0.00 | See FINRA Report |