Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gene Sperlinga | 2471775 | 10 | 02/19/2001 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Peter Colin White | 2438158 | 3 | 02/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Cregan | 2623911 | 2 | 02/16/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| C Noel Williams | 2540177 | 4 | 02/14/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 02/13/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Pepper | 1862887 | 7 | 02/12/2001 | Customer Dispute | Denied | $36,820.40 | $0.00 | See FINRA Report |
| Timothy Robert Dixon | 2779268 | 4 | 02/12/2001 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Lee Michael Cabelof | 1925070 | 4 | 02/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt R Koehler | 2243619 | 3 | 02/09/2001 | Customer Dispute | Settled | $9,627.64 | $0.00 | See FINRA Report |
| William Scranton Platt | 2373071 | 1 | 02/08/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |