Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Robert Butler | 2109424 | 1 | 03/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Rocca | 2373189 | 2 | 03/01/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 03/01/2001 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| John Paul Bueno | 1339394 | 1 | 02/27/2001 | Customer Dispute | Settled | $33,905.00 | $0.00 | See FINRA Report |
| Steven Prumo | 2639922 | 3 | 02/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Babik | 2454643 | 2 | 02/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Stanley Watson | 3004114 | 2 | 02/23/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Melson Fournier | 2997185 | 1 | 02/23/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Paul Sundstedt | 2727539 | 1 | 02/21/2001 | Customer Dispute | Denied | $0.00 | $500.00 | See FINRA Report |
| Joseph Mark Silverman | 424091 | 5 | 02/21/2001 | Customer Dispute | Settled | $437,000.00 | $0.00 | See FINRA Report |