Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gene Sperlinga | 2471775 | 10 | 03/14/2001 | Customer Dispute | Closed-No Action | $93,000.00 | $0.00 | See FINRA Report |
| George Peter Leasca | 1222520 | 1 | 03/09/2001 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Carns | 1661549 | 8 | 03/09/2001 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| James Patrick Meisch | 1640888 | 2 | 03/08/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jeff S Mash | 1296714 | 11 | 03/08/2001 | Customer Dispute | Settled | $83,324.90 | $0.00 | See FINRA Report |
| Jeffrey Robert Simpson | 1732557 | 2 | 03/07/2001 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Colin Michael Rosenberg | 2438239 | 3 | 03/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Wayne Alderman | 2466598 | 4 | 03/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Bernard Coyne | 730361 | 2 | 03/03/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trevor Michael Dare | 2804924 | 2 | 03/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |