Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wanda Marie Austin | 1135777 | 1 | 03/20/2001 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Anthony William Smith | 2883128 | 3 | 03/19/2001 | Customer Dispute | Closed-No Action | $53,000.00 | $0.00 | See FINRA Report |
| William Pelham McNulty | 2376997 | 1 | 03/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Croasdaile | 1600008 | 1 | 03/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen M Parlier | 1616907 | 2 | 03/19/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Mary Newman McEachern | 1781732 | 4 | 03/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Allan Peterson | 2394710 | 1 | 03/15/2001 | Customer Dispute | Settled | $60,690.00 | $0.00 | See FINRA Report |
| Dennis Michael Ryan | 2724819 | 3 | 03/15/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle Chudom | 1193778 | 1 | 03/14/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Edward Selzer | 1361060 | 11 | 03/14/2001 | Customer Dispute | Denied | $225,179.00 | $0.00 | See FINRA Report |