Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Eric Malone | 822859 | 3 | 04/02/2001 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
Keith Taylor Sippy | 2342502 | 2 | 03/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Stephen Harrison Schwarz | 1098653 | 6 | 03/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Victor D Ziminsky | 1465976 | 1 | 03/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Gregory Woo | 3207996 | 1 | 03/27/2001 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
Michael Thomas Bruce | 1621499 | 1 | 03/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Walter Josef Tuer | 2098245 | 3 | 03/23/2001 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
William Austin Spencer | 2603983 | 1 | 03/23/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
John Robert Cook | 1894803 | 3 | 03/21/2001 | Customer Dispute | Denied | $9,084.00 | $0.00 | See FINRA Report |
Mark Joseph Friday | 1155086 | 4 | 03/21/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |