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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,991-4,000 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephen Eric Malone822859304/02/2001Customer DisputeSettled$225,000.00$0.00See FINRA Report
Keith Taylor Sippy2342502203/30/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Stephen Harrison Schwarz1098653603/30/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Victor D Ziminsky1465976103/29/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Gregory Woo3207996103/27/2001Customer DisputeDenied$5,500.00$0.00See FINRA Report
Michael Thomas Bruce1621499103/27/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Walter Josef Tuer2098245303/23/2001Customer DisputeSettled$90,000.00$0.00See FINRA Report
William Austin Spencer2603983103/23/2001Customer DisputeSettled$25,000.00$0.00See FINRA Report
John Robert Cook1894803303/21/2001Customer DisputeDenied$9,084.00$0.00See FINRA Report
Mark Joseph Friday1155086403/21/2001Customer DisputeDenied$10,000.00$0.00See FINRA Report

4,993 Results

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