Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maxwell Richard Parziale | 6688341 | 1 | 03/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Tracy Stines | 1175075 | 2 | 03/11/2020 | Customer Dispute | Settled | $15,200.00 | $0.00 | See FINRA Report |
| Ryan Peter Wroblewski | 6158332 | 3 | 03/09/2020 | Customer Dispute | Settled | $126,152.00 | $0.00 | See FINRA Report |
| Mark Millard Mann | 5734553 | 1 | 02/21/2020 | Customer Dispute | Settled | $86,251.10 | $0.00 | See FINRA Report |
| Sue S van Der Linden | 2543324 | 2 | 02/13/2020 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Les R Campbell | 2993468 | 1 | 02/11/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Michael Edward Cecil | 4308949 | 1 | 01/28/2020 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Ralph A Jackson | 1569213 | 5 | 01/23/2020 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Goodstein | 4536646 | 3 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Goodstein | 4536646 | 3 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |