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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Douglas Koch Reller5762143103/12/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Marc Charles Koch4978078103/11/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Freddie Dean Crandall1434783103/01/2024Customer DisputePending$400,000.00$0.00See FINRA Report
Roberta Lorraine Bell1719092102/26/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Marc S Meran5462965102/13/2024Customer DisputeSettled$10,000.00$0.00See FINRA Report
Joshua Brice Washington6609813202/12/2024Customer DisputePending$115,070.00$0.00See FINRA Report
Elizabeth Darlington Cambareri4029781102/02/2024Customer DisputeSettled$40,000.00$0.00See FINRA Report
Joseph Michael Paoletti2810346102/02/2024Customer DisputeSettled$40,000.00$0.00See FINRA Report
Fletcher Alan King2630332102/01/2024Customer DisputeClosed-No Action$96,245.00$0.00See FINRA Report
Stephen R Mihalek4403050301/31/2024Customer DisputeSettled$0.00$0.00See FINRA Report

4,993 Results

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