Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Douglas Koch Reller | 5762143 | 1 | 03/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marc Charles Koch | 4978078 | 1 | 03/11/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Freddie Dean Crandall | 1434783 | 1 | 03/01/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
Roberta Lorraine Bell | 1719092 | 1 | 02/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marc S Meran | 5462965 | 1 | 02/13/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Joshua Brice Washington | 6609813 | 2 | 02/12/2024 | Customer Dispute | Pending | $115,070.00 | $0.00 | See FINRA Report |
Elizabeth Darlington Cambareri | 4029781 | 1 | 02/02/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Joseph Michael Paoletti | 2810346 | 1 | 02/02/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Fletcher Alan King | 2630332 | 1 | 02/01/2024 | Customer Dispute | Closed-No Action | $96,245.00 | $0.00 | See FINRA Report |
Stephen R Mihalek | 4403050 | 3 | 01/31/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |