Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Arthur Chavenson | 1101754 | 6 | 04/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee Michael Cabelof | 1925070 | 4 | 04/13/2001 | Customer Dispute | Settled | $10,075.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 04/12/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul C Hebert | 3148471 | 2 | 04/11/2001 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Mark Lee Joyner | 1475930 | 1 | 04/09/2001 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 04/06/2001 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Lisa Fancher Blonkvist | 1565864 | 1 | 04/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl Wayne Wolfslau | 2536923 | 3 | 04/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Francis Early | 846009 | 1 | 04/03/2001 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 04/02/2001 | Customer Dispute | Award / Judgment | $4,691.00 | $3,721.00 | See FINRA Report |