Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Benjamin Nakovich | 825191 | 2 | 04/20/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Lawrence MacK | 2689029 | 3 | 04/20/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Benoit Reigel | 1213527 | 6 | 04/19/2001 | Customer Dispute | Denied | $850,000.00 | $0.00 | See FINRA Report |
| Evan Fishman | 1437630 | 3 | 04/19/2001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Rowan Michael Beach | 1508222 | 2 | 04/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor Thomas Livingstone | 2003245 | 1 | 04/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Daniel Gelcich | 2660474 | 2 | 04/17/2001 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| Adam Daniel Gelcich | 2660474 | 2 | 04/17/2001 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 04/17/2001 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 04/16/2001 | Customer Dispute | Pending | $358,507.00 | $0.00 | See FINRA Report |