Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Kenneth Maurer | 4141982 | 1 | 04/30/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| James William Phillips | 1568151 | 3 | 04/30/2001 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Stephen Dewitt Daughdrill | 823423 | 4 | 04/30/2001 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Martin Rosengarten | 2039961 | 1 | 04/27/2001 | Customer Dispute | Settled | $42,908.10 | $0.00 | See FINRA Report |
| Peter Brendon Princi | 2951200 | 1 | 04/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Beller | 2099846 | 5 | 04/26/2001 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Andrew Paul Devito | 2716781 | 5 | 04/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cole Henderson | 1343604 | 1 | 04/24/2001 | Customer Dispute | Denied | $85,025.50 | $0.00 | See FINRA Report |
| Michael Jay Fruchtman | 1015705 | 2 | 04/23/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Deborah Johnston Denooy | 1526393 | 3 | 04/23/2001 | Customer Dispute | Pending | $29,227.00 | $0.00 | See FINRA Report |