Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John T Martin | 2257821 | 2 | 05/08/2001 | Customer Dispute | Award / Judgment | $976,000.00 | $143,193.00 | See FINRA Report |
| Edwin Corby Bertolett | 1453398 | 3 | 05/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Paul Devito | 2716781 | 5 | 05/07/2001 | Customer Dispute | Award / Judgment | $60,179.00 | $15,000.00 | See FINRA Report |
| Ronald Michael Valinotti | 3052607 | 3 | 05/07/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick J Aubry | 1356325 | 2 | 05/06/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Blake Charles Ellison | 2386879 | 1 | 05/03/2001 | Customer Dispute | Settled | $37,983.00 | $0.00 | See FINRA Report |
| Mari Elaine Elaine Bryan | 2280194 | 3 | 05/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Salvador Freitas Lancaster | 2515181 | 1 | 05/01/2001 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Cardenas | 1486322 | 2 | 04/30/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Russell Don Kelley | 1806847 | 2 | 04/30/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |