Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Hack | 1268219 | 3 | 05/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cathy Davies-Harmon | 1413747 | 3 | 05/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry John Guariglia | 1198059 | 3 | 05/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard K Wen | 2833693 | 6 | 05/17/2001 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| Todd Christian McKee | 3221056 | 1 | 05/14/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Eric Kiffel | 1356955 | 2 | 05/14/2001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John Dunnegan Mathews | 1705641 | 1 | 05/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Iaquinta | 2393250 | 3 | 05/11/2001 | Customer Dispute | Settled | $31,500.00 | $0.00 | See FINRA Report |
| Susan Lynn Kingsolver | 727118 | 2 | 05/10/2001 | Customer Dispute | Settled | $5,400,000.00 | $0.00 | See FINRA Report |
| Jerrold Paul Tepper | 1896655 | 2 | 05/08/2001 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |