Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Warren Jamerson | 2307216 | 2 | 05/29/2001 | Customer Dispute | Settled | $28,116.10 | $0.00 | See FINRA Report |
| Raju Madhukar Pathak | 1581651 | 3 | 05/29/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Beller | 2099846 | 5 | 05/29/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Gabriel Torrens | 2752191 | 1 | 05/25/2001 | Customer Dispute | Settled | $32,695.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carr | 2694330 | 1 | 05/25/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Judy W Lev | 1106636 | 5 | 05/22/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Gallea | 713980 | 4 | 05/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Laurence Schneider | 1197868 | 2 | 05/21/2001 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Warren Lyons | 1160012 | 1 | 05/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Ellwood Woolley | 2158996 | 5 | 05/21/2001 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |