Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joyce Shultz Goldfarb | 850167 | 2 | 06/11/2001 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Michael David Freitag | 2349948 | 1 | 06/08/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James C Waddell | 730834 | 5 | 06/08/2001 | Customer Dispute | Closed-No Action | $183,665.00 | $0.00 | See FINRA Report |
| Ryan Lee Belmer | 2476500 | 1 | 06/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stacy E Bledsoe | 2261265 | 1 | 06/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William H Waggoner | 2808328 | 1 | 06/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Boyd Endres | 2985003 | 5 | 05/31/2001 | Customer Dispute | Denied | $43,282.00 | $0.00 | See FINRA Report |
| David Lawrence MacK | 2689029 | 3 | 05/31/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allan Comeau | 1379442 | 1 | 05/31/2001 | Customer Dispute | Settled | $217,751.00 | $0.00 | See FINRA Report |
| Kenneth Erik Sorensen | 1863959 | 6 | 05/30/2001 | Customer Dispute | Settled | $13,145.00 | $0.00 | See FINRA Report |