Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Micheal McNamara | 2269334 | 2 | 06/20/2001 | Customer Dispute | Denied | $54,635.00 | $0.00 | See FINRA Report |
| Andrew Lawrence Cushman | 1989911 | 2 | 06/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Joseph McIntyre | 2223391 | 3 | 06/20/2001 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Roy Daniel Budd | 34635 | 2 | 06/18/2001 | Customer Dispute | Settled | $793,514.00 | $0.00 | See FINRA Report |
| James Joseph Reilly | 2463281 | 6 | 06/14/2001 | Customer Dispute | Settled | $166,000.00 | $0.00 | See FINRA Report |
| Patrick Richard Mc Namara | 1579103 | 7 | 06/14/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Craig Steven Greenberg | 1416183 | 1 | 06/12/2001 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Pina Carino | 2443862 | 2 | 06/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 06/11/2001 | Customer Dispute | Closed-No Action | $209,000.00 | $0.00 | See FINRA Report |
| Karl Wayne Wolfslau | 2536923 | 3 | 06/11/2001 | Customer Dispute | Denied | $14,923.00 | $0.00 | See FINRA Report |