Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel H Oshita | 1564725 | 2 | 07/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Robertson | 1634076 | 4 | 07/09/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Russell Alan Cowman | 1991594 | 3 | 07/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Ross Searcy | 2264199 | 5 | 07/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Fairchild | 2219149 | 2 | 07/07/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gerard Ronald Tischio | 1220098 | 1 | 07/06/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Anthony Rocha | 1099028 | 2 | 07/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Henry Patrick Keating | 2169507 | 3 | 07/05/2001 | Customer Dispute | Withdrawn | $12,451.80 | $0.00 | See FINRA Report |
| Michael Anthony Zowine | 2215066 | 3 | 07/03/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Allenspach | 1418792 | 1 | 07/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |