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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,881-3,890 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeanette Marie Fay2059275207/17/2001Customer DisputeSettled$15,000.00$0.00See FINRA Report
Christopher William Duffy2515612407/17/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Timothy Michael Lilleboe1273695307/17/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
Christopher Hugh Brock2425944607/17/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Sarkis Bedros Shirinian2842877107/13/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Christian Vladimirovich Cherniak2437501407/12/2001Customer DisputeDenied$120,000.00$0.00See FINRA Report
William Edward Selzer13610601107/11/2001Customer DisputeSettled$177,000.00$0.00See FINRA Report
Randy L Dombrowski1284223307/11/2001Customer DisputeSettled$115,000.00$0.00See FINRA Report
Donald Malcolm Kerr1583146407/10/2001Customer DisputeDenied$160,000.00$0.00See FINRA Report
Michael Dean Rasner1688686107/10/2001Customer DisputeSettled$0.00$0.00See FINRA Report

4,993 Results

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