Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeanette Marie Fay | 2059275 | 2 | 07/17/2001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Christopher William Duffy | 2515612 | 4 | 07/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Timothy Michael Lilleboe | 1273695 | 3 | 07/17/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Christopher Hugh Brock | 2425944 | 6 | 07/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Sarkis Bedros Shirinian | 2842877 | 1 | 07/13/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Christian Vladimirovich Cherniak | 2437501 | 4 | 07/12/2001 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
William Edward Selzer | 1361060 | 11 | 07/11/2001 | Customer Dispute | Settled | $177,000.00 | $0.00 | See FINRA Report |
Randy L Dombrowski | 1284223 | 3 | 07/11/2001 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
Donald Malcolm Kerr | 1583146 | 4 | 07/10/2001 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
Michael Dean Rasner | 1688686 | 1 | 07/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |