Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Monroe Butler | 2826842 | 1 | 07/30/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Philip Rosen | 2255097 | 1 | 07/27/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Robert Cole | 2360880 | 2 | 07/26/2001 | Customer Dispute | Denied | $5,725.00 | $0.00 | See FINRA Report |
| John Xenophones Condos | 2579534 | 1 | 07/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shawn Kevin Henley | 1585512 | 1 | 07/25/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Hayes Littrell | 2343900 | 2 | 07/24/2001 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Steck | 1094342 | 7 | 07/23/2001 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Richard Lloyd Goldman | 1832076 | 4 | 07/19/2001 | Customer Dispute | Settled | $119,970.00 | $0.00 | See FINRA Report |
| R Ward Flintom | 2416571 | 1 | 07/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Lilleboe | 1273695 | 3 | 07/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |