Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Edward Selzer | 1361060 | 11 | 08/17/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 08/14/2001 | Customer Dispute | Denied | $22,723.00 | $0.00 | See FINRA Report |
| Robert James Mastrosimone | 2767741 | 5 | 08/06/2001 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Richard Stephen Marcatos | 2667054 | 2 | 08/06/2001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Stephen D Guttenberg | 2455468 | 3 | 08/03/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Benjamin Jeffery Kirchoff | 2188542 | 2 | 08/03/2001 | Customer Dispute | Denied | $143,000.00 | $0.00 | See FINRA Report |
| Jose Miguel Hernandez | 2541224 | 2 | 08/03/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sally Ann Weger | 2591057 | 6 | 08/03/2001 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Wolfer | 874587 | 2 | 07/31/2001 | Customer Dispute | Denied | $6,485.00 | $0.00 | See FINRA Report |
| Richard L Sholty | 1396531 | 4 | 07/31/2001 | Customer Dispute | Denied | $46,538.00 | $0.00 | See FINRA Report |