Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anne Patrice Gallagher | 874651 | 1 | 08/27/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
Michael A Vigilante | 2271166 | 2 | 08/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Victoria Walters Hayward | 2580017 | 1 | 08/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Keith Manning Hendrick | 2343910 | 4 | 08/23/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Francis Carl Inman | 2202890 | 1 | 08/22/2001 | Customer Dispute | Settled | $22,372.00 | $0.00 | See FINRA Report |
Randy L Dombrowski | 1284223 | 3 | 08/22/2001 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
George Wall Holden | 2203790 | 1 | 08/21/2001 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
Patrick Richard Mc Namara | 1579103 | 7 | 08/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Lawrence McDaniel | 2225473 | 1 | 08/20/2001 | Customer Dispute | Closed-No Action | $7,130.00 | $0.00 | See FINRA Report |
Gregory Albert Steinmetz | 1752197 | 2 | 08/20/2001 | Customer Dispute | Denied | $102,236.00 | $0.00 | See FINRA Report |