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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,851-3,860 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Anne Patrice Gallagher874651108/27/2001Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Michael A Vigilante2271166208/24/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Victoria Walters Hayward2580017108/23/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Keith Manning Hendrick2343910408/23/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Francis Carl Inman2202890108/22/2001Customer DisputeSettled$22,372.00$0.00See FINRA Report
Randy L Dombrowski1284223308/22/2001Customer DisputeDenied$35,000.00$0.00See FINRA Report
George Wall Holden2203790108/21/2001Customer DisputeSettled$23,000.00$0.00See FINRA Report
Patrick Richard Mc Namara1579103708/20/2001Customer DisputeSettled$0.00$0.00See FINRA Report
David Lawrence McDaniel2225473108/20/2001Customer DisputeClosed-No Action$7,130.00$0.00See FINRA Report
Gregory Albert Steinmetz1752197208/20/2001Customer DisputeDenied$102,236.00$0.00See FINRA Report

4,993 Results

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