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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,841-3,850 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Calandro1459109509/04/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Evan Kenneth Dangel1580978308/30/2001Customer DisputeSettled$1,165,890.00$0.00See FINRA Report
Ron Keith Phillips2823393608/30/2001Customer DisputeDenied$44,000.00$0.00See FINRA Report
John Norman Alekna2589651108/30/2001Customer DisputeSettled$1,165,880.00$0.00See FINRA Report
Thomas Christopher Konop2251424108/28/2001Customer DisputeDenied$0.00$0.00See FINRA Report
William G Brewer1470988208/28/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Donald Edward Irwin1582546208/28/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Steven Goldstein718572108/27/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
William Charles Hahn1971318108/27/2001Customer DisputeClosed-No Action$300,000.00$0.00See FINRA Report
Robert Thomas Steck1094342708/27/2001Customer DisputeSettled$16,312.50$0.00See FINRA Report

4,993 Results

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