Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Calandro | 1459109 | 5 | 09/04/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Evan Kenneth Dangel | 1580978 | 3 | 08/30/2001 | Customer Dispute | Settled | $1,165,890.00 | $0.00 | See FINRA Report |
Ron Keith Phillips | 2823393 | 6 | 08/30/2001 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
John Norman Alekna | 2589651 | 1 | 08/30/2001 | Customer Dispute | Settled | $1,165,880.00 | $0.00 | See FINRA Report |
Thomas Christopher Konop | 2251424 | 1 | 08/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William G Brewer | 1470988 | 2 | 08/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donald Edward Irwin | 1582546 | 2 | 08/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Steven Goldstein | 718572 | 1 | 08/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
William Charles Hahn | 1971318 | 1 | 08/27/2001 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
Robert Thomas Steck | 1094342 | 7 | 08/27/2001 | Customer Dispute | Settled | $16,312.50 | $0.00 | See FINRA Report |