Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Warren Tuttle | 816765 | 4 | 09/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter William Renaghan | 1038224 | 2 | 09/21/2001 | Customer Dispute | Settled | $13,482.20 | $0.00 | See FINRA Report |
| Carl Joseph Wojcik | 2694642 | 2 | 09/21/2001 | Customer Dispute | Denied | $47,998.00 | $0.00 | See FINRA Report |
| Thomas Wayne Elrod | 2044355 | 1 | 09/14/2001 | Customer Dispute | Denied | $48,361.90 | $0.00 | See FINRA Report |
| Robert Scott Runyan | 2092368 | 2 | 09/14/2001 | Customer Dispute | Denied | $48,361.90 | $0.00 | See FINRA Report |
| Kenneth Lawrence Margolin | 319751 | 2 | 09/10/2001 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Jonathan David Usich | 2798173 | 2 | 09/07/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Edwin Berryhill | 1279622 | 4 | 09/06/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Scott Andrew Pfotenhauer | 2710639 | 2 | 09/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerrad Dalon Burford | 2199962 | 3 | 09/05/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |