Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Polonsky | 2242468 | 4 | 10/04/2001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| John David Lytle | 1310654 | 1 | 10/03/2001 | Customer Dispute | Settled | $47,861.00 | $0.00 | See FINRA Report |
| Rodney L McLeod | 1775046 | 2 | 10/01/2001 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Anthony Lewis Zahrn | 2593119 | 1 | 10/01/2001 | Customer Dispute | Settled | $121,439.00 | $0.00 | See FINRA Report |
| Douglas Ellwood Woolley | 2158996 | 5 | 09/28/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Joe Baldwin | 2853392 | 1 | 09/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Ament | 2039322 | 1 | 09/25/2001 | Customer Dispute | Denied | $37,113.00 | $0.00 | See FINRA Report |
| William James Carver | 825005 | 2 | 09/25/2001 | Customer Dispute | Denied | $24,500.00 | $0.00 | See FINRA Report |
| Cecil Yan See Ho | 3093569 | 1 | 09/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Lesley Walter | 3106632 | 2 | 09/21/2001 | Customer Dispute | Award / Judgment | $22,467.80 | $13,625.30 | See FINRA Report |