Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Edmon Tarshish | 2206204 | 1 | 10/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Gladstone | 826897 | 4 | 10/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James E Lacamp | 1385171 | 4 | 10/15/2001 | Customer Dispute | Denied | $96,000.00 | $0.00 | See FINRA Report |
| Peter G Christie | 2257801 | 1 | 10/11/2001 | Customer Dispute | Settled | $31,700.00 | $0.00 | See FINRA Report |
| William Edward Selzer | 1361060 | 11 | 10/10/2001 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Avron Paul Lesser | 1393835 | 2 | 10/09/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Steven Nicholas Jaenichen | 2209252 | 4 | 10/09/2001 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| David Howard Fox | 2111761 | 6 | 10/08/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Philipp Reap | 3027846 | 2 | 10/08/2001 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| John Workman Evans III | 1024353 | 2 | 10/05/2001 | Customer Dispute | Denied | $41,166.20 | $0.00 | See FINRA Report |