Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas C Kimmerle | 2074114 | 1 | 10/24/2001 | Customer Dispute | Settled | $24,358.50 | $0.00 | See FINRA Report |
| Cristiano Tempo Castellini | 2954284 | 3 | 10/23/2001 | Customer Dispute | Settled | $197,037.00 | $0.00 | See FINRA Report |
| Robert Allen Hickey | 2947030 | 5 | 10/23/2001 | Customer Dispute | Pending | $17,000.00 | $0.00 | See FINRA Report |
| Christopher Hugh Brock | 2425944 | 6 | 10/23/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark James Cordeiro | 2997598 | 2 | 10/22/2001 | Customer Dispute | Settled | $576,103.00 | $0.00 | See FINRA Report |
| Kenny Scott Hoover | 3157449 | 2 | 10/22/2001 | Customer Dispute | Award / Judgment | $243,000.00 | $125,000.00 | See FINRA Report |
| Harold William Schwartz | 416283 | 3 | 10/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard L Sholty | 1396531 | 4 | 10/18/2001 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Milligan | 1259881 | 2 | 10/18/2001 | Customer Dispute | Denied | $21,789.00 | $0.00 | See FINRA Report |
| John Michael Onufro | 1045133 | 2 | 10/17/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |