Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Miller | 1144601 | 3 | 11/05/2001 | Customer Dispute | Denied | $11,790.00 | $0.00 | See FINRA Report |
| Ernie Brian Garcia | 1340867 | 2 | 11/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Lester Lomax | 1463114 | 2 | 11/01/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard Gary Vozel | 3068953 | 2 | 10/31/2001 | Customer Dispute | Denied | $23,650.00 | $0.00 | See FINRA Report |
| Matthew Edwin Miller | 2406178 | 1 | 10/31/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $17,379.00 | See FINRA Report |
| Jessica C Lee | 3223287 | 2 | 10/30/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Robertson | 1634076 | 4 | 10/30/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy John Jeffrey | 2350888 | 2 | 10/30/2001 | Customer Dispute | Denied | $50,110.00 | $0.00 | See FINRA Report |
| Brian Preston Mavor | 1757032 | 1 | 10/30/2001 | Customer Dispute | Denied | $20,893.40 | $0.00 | See FINRA Report |
| John C Henderson | 1093472 | 1 | 10/26/2001 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |