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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 371-380 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Cristiano Tempo Castellini2954284304/16/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Vladislav Madatov2661402204/14/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Anthony Edward Dacruz1259435304/14/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Martin Roy Shandling1012737204/12/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Carlton Milo Higbie1094365104/08/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Jeff Joel Kramer4722106104/07/2020Customer DisputeSettled$300,000.00$0.00See FINRA Report
John Edward Berg1516965104/07/2020Customer DisputeSettled$300,000.00$0.00See FINRA Report
Brenda L Perrotti2300759104/06/2020Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Jonathan Korbin Dickson4287732204/04/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Anthony Kreuzer1499883303/31/2020Customer DisputeDenied$0.00$0.00See FINRA Report

4,993 Results

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