Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Gaudenio Vitagliano | 2843181 | 6 | 11/20/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Joe Hahn Locke | 1612967 | 1 | 11/19/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Cesar Martin Castelo | 2167568 | 4 | 11/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald Thomas Gin | 3087915 | 1 | 11/14/2001 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Lisa M Handy -Noonan | 1489820 | 1 | 11/14/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Alan David Tom | 2589962 | 3 | 11/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frances Terkowitz Goldstein | 715632 | 4 | 11/09/2001 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Katherine Marie Mohney | 2068480 | 1 | 11/05/2001 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Curtis Andrew Ter Kuile | 2342591 | 6 | 11/05/2001 | Customer Dispute | Denied | $520,000.00 | $0.00 | See FINRA Report |
| Jordan Stephen Brand | 2985044 | 1 | 11/05/2001 | Customer Dispute | Denied | $494,000.00 | $0.00 | See FINRA Report |