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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,771-3,780 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edwin Rodriguez1952747411/30/2001Customer DisputeSettled$127,000.00$0.00See FINRA Report
Matthew Bruce Ives707597111/30/2001Customer DisputeDenied$6,862.53$0.00See FINRA Report
Larry David Selzer1752635211/29/2001Customer DisputeDenied$100,000.00$0.00See FINRA Report
Ira Howard Mark2154080411/28/2001Customer DisputeWithdrawn$13,911.30$0.00See FINRA Report
David Richard Scharf1894067111/28/2001Customer DisputeDenied$15,000.00$0.00See FINRA Report
Robert Louis Brevetti2472475111/27/2001Customer DisputeSettled$12,000.00$0.00See FINRA Report
Bradley Allen Garrett727934111/26/2001Customer DisputeDenied$38,000.00$0.00See FINRA Report
Patrick James Wolbeck2907669111/26/2001Customer DisputeDenied$25,000.00$0.00See FINRA Report
Edward Arthur Dubilo844698111/20/2001Customer DisputeAward / Judgment$950,000.00$797,227.00See FINRA Report
Frank Erwin Hill836595111/20/2001Customer DisputeAward / Judgment$950,000.00$797,227.00See FINRA Report

4,993 Results

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