Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Allen Piper | 2282912 | 14 | 12/07/2001 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Gillis | 2400016 | 1 | 12/07/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Curtis Andrew Ter Kuile | 2342591 | 6 | 12/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steve J Malouf | 1773837 | 1 | 12/06/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Leighton | 2402681 | 1 | 12/06/2001 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| James Tracy Stines | 1175075 | 2 | 12/05/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Howard William Burnett | 36104 | 1 | 12/05/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Greg Scott Alban | 1868387 | 2 | 12/04/2001 | Customer Dispute | Denied | $120,482.00 | $0.00 | See FINRA Report |
| Douglas Ronald Nani | 1290128 | 1 | 12/03/2001 | Customer Dispute | Denied | $84,220.00 | $0.00 | See FINRA Report |
| Michael Andrew Hopkins | 3015351 | 1 | 12/03/2001 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |