Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gene Sperlinga | 2471775 | 10 | 12/17/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Timothy William McNamara | 849515 | 2 | 12/17/2001 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| William Ware Gouldin | 1262721 | 2 | 12/17/2001 | Customer Dispute | Award / Judgment | $250,000.00 | $43,800.00 | See FINRA Report |
| Christopher Hugh Brock | 2425944 | 6 | 12/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel D Moerschell | 1357630 | 1 | 12/13/2001 | Customer Dispute | Denied | $32,384.00 | $0.00 | See FINRA Report |
| Margaret Mary Gannon | 1661097 | 3 | 12/11/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Alan Cowman | 1991594 | 3 | 12/10/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dax P McCracken | 2490148 | 1 | 12/10/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Q Brad Fenn-Anstruther | 2400973 | 1 | 12/10/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Quentin Durward Fenn-Anstruther | 1008453 | 1 | 12/10/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |