Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Christopher Ferguson | 2673347 | 2 | 01/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan Benjamin Krantz | 2489573 | 2 | 01/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad G Reibman | 2245627 | 3 | 01/08/2002 | Customer Dispute | Withdrawn | $160,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph McDonald | 2574653 | 2 | 12/27/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Peter McLaughlin | 2463563 | 1 | 12/27/2001 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 12/24/2001 | Customer Dispute | Denied | $14,558.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 12/24/2001 | Customer Dispute | Denied | $19,298.00 | $0.00 | See FINRA Report |
| Michael Thomas Schiek | 1608434 | 1 | 12/24/2001 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Stein | 2931529 | 1 | 12/21/2001 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| John Martin Kelley | 2237590 | 3 | 12/17/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |