Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Walter Scheck | 2072470 | 3 | 01/24/2002 | Customer Dispute | Denied | $12,634.90 | $0.00 | See FINRA Report |
Christopher M Coyle | 2573947 | 2 | 01/23/2002 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
Kenneth Clark Jones | 2354947 | 2 | 01/18/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Randall Joe Snipes | 3129229 | 2 | 01/18/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jesse Gaudenio Vitagliano | 2843181 | 6 | 01/17/2002 | Customer Dispute | Award / Judgment | $70,000.00 | $0.00 | See FINRA Report |
Timothy Robert Dixon | 2779268 | 4 | 01/16/2002 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
M Thad Estes | 1914752 | 1 | 01/15/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Paul Allan Thompson | 2706540 | 3 | 01/15/2002 | Customer Dispute | Denied | $88,542.00 | $0.00 | See FINRA Report |
John Paul Morales | 2857274 | 2 | 01/15/2002 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
Douglas Ellwood Woolley | 2158996 | 5 | 01/15/2002 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |