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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 3,731-3,740 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Walter Scheck2072470301/24/2002Customer DisputeDenied$12,634.90$0.00See FINRA Report
Christopher M Coyle2573947201/23/2002Customer DisputeDenied$85,000.00$0.00See FINRA Report
Kenneth Clark Jones2354947201/18/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Randall Joe Snipes3129229201/18/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Jesse Gaudenio Vitagliano2843181601/17/2002Customer DisputeAward / Judgment$70,000.00$0.00See FINRA Report
Timothy Robert Dixon2779268401/16/2002Customer DisputeSettled$600,000.00$0.00See FINRA Report
M Thad Estes1914752101/15/2002Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Paul Allan Thompson2706540301/15/2002Customer DisputeDenied$88,542.00$0.00See FINRA Report
John Paul Morales2857274201/15/2002Customer DisputeSettled$140,000.00$0.00See FINRA Report
Douglas Ellwood Woolley2158996501/15/2002Customer DisputeSettled$55,000.00$0.00See FINRA Report

4,993 Results

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