Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mari Elaine Elaine Bryan | 2280194 | 3 | 02/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 02/15/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Jeffery David Nolde | 3120522 | 1 | 02/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Craig Waltuch | 1557590 | 2 | 02/14/2002 | Customer Dispute | Denied | $162,892.00 | $0.00 | See FINRA Report |
| Scott David Ferguson | 1172069 | 1 | 02/14/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent John Lumia | 3147533 | 1 | 02/13/2002 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Steven Irwin Gottlieb | 1292187 | 3 | 02/12/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Dinelt | 2348693 | 1 | 02/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio Montez Monk | 2339935 | 1 | 02/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Hartman | 2463459 | 2 | 02/04/2002 | Customer Dispute | Closed-No Action | $19,500.00 | $0.00 | See FINRA Report |