Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Glover Givens | 716112 | 2 | 02/26/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Carns | 1661549 | 8 | 02/25/2002 | Customer Dispute | Settled | $509,000.00 | $0.00 | See FINRA Report |
| Hugh James Fisher | 2352344 | 3 | 02/25/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas B Keene | 2013550 | 2 | 02/22/2002 | Customer Dispute | Settled | $13,504.40 | $0.00 | See FINRA Report |
| John Cranston Vose | 715622 | 2 | 02/20/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Mark Vining | 2945065 | 4 | 02/20/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rex Elliot MacK | 2389983 | 1 | 02/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Don Tally Davis | 1094792 | 2 | 02/19/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Aaron Bearden | 2552874 | 2 | 02/19/2002 | Customer Dispute | Denied | $336,000.00 | $0.00 | See FINRA Report |
| Sandy E Toochin | 2188343 | 2 | 02/17/2002 | Customer Dispute | Award / Judgment | $207,229.00 | $33,000.00 | See FINRA Report |