Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Brian Cohn | 2808729 | 2 | 03/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James W O'Keefe | 1803868 | 5 | 03/07/2002 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Barbara Hoff Davidman | 1590650 | 2 | 03/07/2002 | Customer Dispute | Denied | $151,000.00 | $0.00 | See FINRA Report |
| Brian James Burns | 1548913 | 2 | 03/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen C Ibarguen | 1130652 | 3 | 03/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 03/04/2002 | Customer Dispute | Award / Judgment | $736,541.00 | $0.00 | See FINRA Report |
| Bruno Mazzotta | 1721711 | 2 | 03/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jordan David Black | 2476058 | 1 | 03/02/2002 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 02/28/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| David William Lewis | 1175193 | 5 | 02/28/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |