Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Thomas Katsanis | 6281655 | 1 | 05/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Peter Wroblewski | 6158332 | 3 | 05/08/2020 | Customer Dispute | Settled | $985,000.00 | $0.00 | See FINRA Report |
| Brian Alexander Lindsay | 4210571 | 1 | 05/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Hess Forbes | 818699 | 2 | 05/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Walter Fenning | 1005307 | 5 | 05/05/2020 | Customer Dispute | Settled | $173,000.00 | $0.00 | See FINRA Report |
| Matias Cavalieri | 2972465 | 2 | 05/05/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| C Noel Williams | 2540177 | 4 | 04/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Evan Ridell | 5543111 | 1 | 04/23/2020 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gordon Parr | 5193152 | 1 | 04/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan William Ne Mummert | 2722449 | 1 | 04/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |