Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Zowine | 2215066 | 3 | 03/21/2002 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Paul B Majauskas | 1470580 | 1 | 03/21/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Joaquin Braun | 1501468 | 2 | 03/21/2002 | Customer Dispute | Denied | $438,000.00 | $0.00 | See FINRA Report |
| Scott Vincent Hartshorn | 2843191 | 1 | 03/21/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alvin C Bograd | 24912 | 2 | 03/21/2002 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Paul Elliott Brehne | 1977923 | 2 | 03/20/2002 | Customer Dispute | Denied | $13,604.00 | $0.00 | See FINRA Report |
| Gary Gerard Bitterly | 1030631 | 1 | 03/20/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Lynn Siegel | 1143690 | 3 | 03/19/2002 | Customer Dispute | Denied | $11,029.20 | $0.00 | See FINRA Report |
| Barbara Jill Finder | 1137670 | 3 | 03/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Cecil Fielder | 1799357 | 2 | 03/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |