Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giliane V Cannavo | 2764629 | 1 | 04/04/2002 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Mark Clayton Callaway | 1127041 | 1 | 04/02/2002 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,523,960.00 | See FINRA Report |
| Owen Michael Scanlon | 1282743 | 1 | 04/01/2002 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| John Franklin Habig | 1372133 | 3 | 03/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Henry Russi | 2722223 | 2 | 03/27/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Eric Leon Applewhite | 1452461 | 3 | 03/26/2002 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Carl Joseph Wojcik | 2694642 | 2 | 03/26/2002 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| Deborah Jean Tharp | 2960280 | 3 | 03/25/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 03/25/2002 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Colby James Craig | 3114339 | 1 | 03/24/2002 | Customer Dispute | Settled | $42,773.00 | $0.00 | See FINRA Report |