Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Nicholas Jaenichen | 2209252 | 4 | 04/12/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Raymond Brackett | 704973 | 3 | 04/10/2002 | Customer Dispute | Denied | $131,700.00 | $0.00 | See FINRA Report |
| Kevin Alan Baranczyk | 3020845 | 1 | 04/10/2002 | Customer Dispute | Award / Judgment | $55,421.00 | $30,000.00 | See FINRA Report |
| Donald Stephen Delahunt | 1972849 | 8 | 04/10/2002 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Mauricio Ramon Diez | 1449515 | 3 | 04/10/2002 | Customer Dispute | Denied | $100,660.00 | $0.00 | See FINRA Report |
| Susan Ellen Rice | 1988868 | 1 | 04/09/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Keith Hamilton Aebischer | 2437616 | 2 | 04/09/2002 | Customer Dispute | Closed-No Action | $106,000.00 | $0.00 | See FINRA Report |
| William Robert Cole | 2360880 | 2 | 04/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank R Kelly | 1491186 | 2 | 04/08/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brad Stephen Gaglione | 2472271 | 3 | 04/05/2002 | Customer Dispute | Pending | $50,114.00 | $0.00 | See FINRA Report |